Australian Financial Services licensing

Compliance, without complications.

Obtaining an Australian Financial Services licence is not a simple matter and licensees must comply with many exacting requirements of the license, the Corporations Act and Australian Securities Investments Commission (ASIC) Policy Statements.

Often licence holders contract out many of their compliance roles. Rees Corporate Advisory team can assist you by performing all types of compliance functions.

Our compliance experts can also manage your licence application process and help in the drafting, preparation and review of your application and proofs.

More help when you need it.

Rees Corporate Advisory can also:
  • Work with your team and assist you in meeting your Australian Financial Services licence holder obligations
  • Help you develop a compliance program benchmarked against Australian Standards as well as ASIC guidelines
  • Assist you in meeting your obligations as prescribed by the Corporations Act if you operate a Managed Investment Scheme.